
The Firm has the expertise to advise issuers, underwriters, shareholders, sponsors, trustees, fund managers, arrangers, lead managers and custodians on a broad range of capital markets transaction including Initial Public Offerings (IPOs), Rights Issue, Follow-on Offerings including Primary and Secondary Offering, overall advisory on Equity Securities and Debt Securities involving transactions in bonds, Listings and De-listings.
The Firm also offers advisory in relation to Securities Exchanges, Securities Industry Licensing, Restrictions on Insider Training.
The Firm advisory includes advisory on the obtaining of regulatory approval and licensing from the Capital Markets Authority of Kenya in relation to Collective Investments Schemes (whether in the form of Open or Closed Mutual Fund, Unit Trust or Investment Company), Special Interest Collective Investment Schemes, Alternative Investment Funds, Private Equities, Registered Venture Capitals and Employee Share Ownership Plans (ESOPS).